INVESTOR RIGHTS AND OBLIGATIONS

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Your Rights as an Investor

• Right to complete information about scheme risks, costs, and past performance before investing

• Right to know commission earned by NG PRIME WEALTH LLP on your investments (visible in your CAS)

• Right to invest in Direct Plans at lower expense ratios directly through AMC portals

• Right to receive Consolidated Account Statement (CAS) showing investments and commissions

• Right to timely account statements and transaction confirmations

• Right to fair, transparent grievance redressal within 15 working days

• Right to escalate complaints to AMFI Helpline, SEBI SCORES, and SMART ODR

• Right to complete risk profiling before any investment recommendation

• Right to access, correct, and request deletion of your personal data (DPDPA 2023)

• Right to switch distributors at any time without any penalty from NG PRIME WEALTH LLP

• Right to receive a signed Unsuitability Declaration if investing outside risk profile

• Right to be protected from mis-selling, fraud, and unfair trade practices

Do's and Don'ts

Do's	Don'ts
Read all SID/SAI/KIM before investing	Don't invest based on tips or past returns alone
Complete KYC before any investment	Don't share login credentials with anyone
Monitor your portfolio periodically	Don't make panic redemptions during corrections
Use SEBI SCORES for unresolved complaints	Don't sign blank application or authorisation forms
Keep contact details updated with KRA	Don't invest borrowed money in Mutual Funds

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NG Prime Wealth LLP
104, V. Arihant Bhawan, Plot No 25,
K.P. Block, Commercial Complex,
Pitampura, Delhi 110088

support@netgain.in

+91 9810491710
+91 7827931440

Risk Factors – "Mutual Fund investments are subject to market risks. Please read all scheme related documents carefully before investing. Mutual Fund Schemes do not assure or guarantee any returns. Past performances of any Mutual Fund Scheme may or may not be sustained in future. There is no guarantee that the investment objective of any suggested scheme shall be achieved. All existing and prospective investors are advised to check and evaluate the Exit loads and other cost structure (TER) applicable at the time of making the investment before finalizing on any investment decision for Mutual Funds schemes. We deal in Regular Plans only for Mutual Fund Schemes and earn a Trailing Commission on client investments. Insurance is the subject matter of solicitation. Disclosure For Commission earnings is made to clients at the time of investments. We deal in Regular Plans only and receive trailing commission from AMCs as part of the TER. Direct Plans are available at lower expense ratios through AMC portals. Not-an-IA declaration prominently.

NG PRIME WEALTH LLP is a Mutual Fund Distributor, NOT a SEBI-registered Investment Adviser.