| 1. Integrity & Fairness | Highest standards of ethics in all dealings with investors, AMCs, RTAs, and regulators. |
| 2. No Commission Splitting | We do not split investor applications to earn higher transaction charges. |
| 3. Accurate KYC | Investor details are accurate. We do not tamper with application forms. |
| 4. NISM Certification | All personnel hold valid NISM Series V-A certification and EUIN. EUIN: E365163. |
| 5. KYD Compliance | Full compliance with AMFI KYD norms. Registration details updated promptly. |
| 6. Regulatory Cooperation | Full cooperation with AMCs, AMFI, SEBI, and all regulatory authorities. |
| 7. AML/KYC Compliance | All required KYC/AML documents per PMLA 2002 and SEBI/AMFI norms. |
| 8. No Mis-selling | No mis-selling, concealment of risks, or misrepresentation of any scheme. |
| 9. Commission Clawback | Commissions refunded to AMCs in all clawback situations per SEBI regulations. |
| 10. Investor Education | Actively promote investor awareness and encourage reading scheme documents before investing. |
PLEDGE: I, NITIN JAIN, Proprietor/Director of NG PRIME WEALTH LLP (171412), hereby pledge to uphold the AMFI Code of Conduct in all professional dealings. Investor interest above all commercial considerations at all times. | September 2026
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Risk Factors – "Mutual Fund investments are subject to market risks. Please read all scheme related documents carefully before investing. Mutual Fund Schemes do not assure or guarantee any returns. Past performances of any Mutual Fund Scheme may or may not be sustained in future. There is no guarantee that the investment objective of any suggested scheme shall be achieved. All existing and prospective investors are advised to check and evaluate the Exit loads and other cost structure (TER) applicable at the time of making the investment before finalizing on any investment decision for Mutual Funds schemes. We deal in Regular Plans only for Mutual Fund Schemes and earn a Trailing Commission on client investments. Insurance is the subject matter of solicitation. Disclosure For Commission earnings is made to clients at the time of investments. We deal in Regular Plans only and receive trailing commission from AMCs as part of the TER. Direct Plans are available at lower expense ratios through AMC portals. Not-an-IA declaration prominently.
NG PRIME WEALTH LLP is a Mutual Fund Distributor, NOT a SEBI-registered Investment Adviser.
AMFI Registered Mutual Fund Distributor – ARN-171412 | Date of initial registration – 00 APR 0000 | Current validity of ARN – 02 Jul 2029
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